Investment firm floats yield-bearing ETF based on MicroStrategy stock

A specialized exchange-traded fund (ETF) firm, YieldMax, has filed to launch the first yield-bearing ETF product based on shares in Michael Saylor’s Bitcoin holding company, MicroStrategy.

According to a Dec. 7 filing with the United States Securities and Exchange Commission (SEC), YieldMax has officially applied to launch its Option Income Strategy ETF based on shares in MicroStrategy, slated for release sometime in 2024.

If approved by the SEC, the ETF will trade under the ticker “MSTY” — just one letter off MicroStrategy’s preexisting ticker “MSTR.”

Yieldmax’s filing with the SEC for its leveraged MSTY ETF. Source: SEC

Yieldmax’s pending ETF utilizes a “synthetic covered call” strategy, which involves a mix of buying call options and selling put options to earn revenue. These proceeds are distributed to holders of the MSTY ETF as monthly payouts.

Notably, the ETF will never own any spot holdings of MicroStrategy shares, exclusively generating income by trading MSTR derivatives. To decrease potential losses, the fund limits its upside exposure to a 15% gain on the call options each month.

Yieldmax says the monthly yields generated by the ETF aren’t directly dependent on the growth of MicroStrategy shares, meaning that investors would still earn yields on the ETF even if MicroStrategy stocks were to take a significant hit.

Several commentators on X (formerly Twitter) questioned why someone would choose to invest in such an ETF instead of just buying the company stock or its options directly.

Yield-bearing ETFs are typically marketed to conservative investors looking to earn slightly above-average returns on the most volatile parts of the stock market. Because of the gain limits imposed by the fund managers, they are viewed as a cautious yet potentially more profitable way of generating passive income from big swings in stock prices.

YieldMax offers a roster of 18 similar ETF products for other major tech companies, including Tesla, Apple and Nvidia.

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MicroStrategy shareholders have witnessed their fair share of outsized gains in 2023, with the price of the company’s shares growing more than 290% since Jan. 1, per TradingView data.

MicroStrategy shares have posted a 292% since Jan. 1 this year. Source: TradingView

On Nov. 30, MicroStrategy co-founder Michael Saylor announced that the company acquired an additional 16,130 BTC for roughly $593.3 million — an average price of $36,785 per Bitcoin (BTC).

As of Nov. 29, MicroStrategy holds some 174,530 BTC worth roughly $7.6 billion at the time of publication.

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Source: https://cointelegraph.com/news/microstrategy-new-etf-yieldmax-mstr-stock-bitcoin