On January 14, 2022, in SEC v. Panuwat, Index No. 21-cv-06322 (N.D. Cal.), Judge William H. Orrick denied the defendant’s motion to dismiss the SEC’s first-ever “shadow trading” enforcement action. “S...
On January 14, 2022, in SEC v. Panuwat, Index No. 21-cv-06322 (N.D. Cal.), Judge William H. Orrick denied the defendant’s motion to dismiss the SEC’s first-ever “shadow trading” enforcement action. “S...