getty You’ve worked hard your entire career. With your nose to the grindstone, you’ve let your retirement assets grow on autopilot. Suddenly, you find yourself sitting on a pile of money. What do you ...
Tag: fiduciary
How New Rules On Your Retirement Money Can Help You
401k rollover memo. getty You might not know why you should care, but as of last summer, financial advisors and their firms faced more stringent rules as it relates to retirement rollovers. We ask Jul...
Net Zero Asset Management And The Fiduciary Duty Dilemma
Beyond the political theatre surrounding the Net Zero Asset Managers Initiative, the investment … [+] industry is grappling with genuinely tough questions around fiduciary duty. (Photo by Johann...
DOL’s New ESG Rule ‘Unremarkable’
AFP via Getty Images Two days before Thanksgiving, on November 22, 2022, the Department of Labor (“DOL”) released its much anticipated “Prudence and Loyalty in Selecting Plan Investments and Exercisin...
Does The FTX Bankruptcy Change Crypto Calculus In Your Retirement Account?
NurPhoto via Getty Images The collapse of the cryptocurrency exchange FTX sent ripples through the trading markets. And more. It’s a story that involves politicians, celebrities and, quite possibly, g...
Celsius investors file for ‘fiduciary’ to advocate for them in bankruptcy case
Two investors holding equity in crypto lending platform Celsius filed a request on Thursday for a committee to represent their interests in bankruptcy proceedings. Growth equity firm WestCap and Quebe...
Crypto Exchange Kraken’s New CFO Previously Paid $65,000 Penalty For Misleading Investors And Breaching Fiduciary Duty
Renaud Laplanche, left, Founder & former CEO of Lending Club, hands the gavel to company’s former CFO Carrie Dolan after he rang the ceremonial first trade bell, during his company’s I...