As more cutting-edge investment products work their way into the marketplace, there’s growing fear retail investors and even professional brokers are getting in over their heads. Former SEC atto...
Tag: Complex
Regulators concerned about retail investors’ involvement with “complex crypto products”
Retail investors’ involvement in crypto and traditional finance within the past few years has grown to new heights, which is now giving regulators a cause for concern. FINRA urges members to educate r...
FINRA Warns Against ‘Complex’ Crypto Products, Considers Further Regulation to Protect Investors
The U.S. Financial Industry Regulatory Authority highlighted risks associated with “complex” market products in a recent statement. The U.S. brokerage firms and exchanges regulator also pointed out th...
The Complex Timing Of Engaging Startup Companies
Getting the technology required for fully autonomous driving might be enabled by a host of startup … [+] companies, but figuring out when to engage is a complex puzzle. getty The lives of small ...
Subtle And Complex Armagnac Brandy Is Little Known Outside France
Labastide-d’Armagnac in France getty Armagnac—a chef’s brandy—is both subtle and striated with flavor. French Armagnac brandy has been produced for seven hundred years—centuries longer than Cogn...
The Complex Creation Of Newly Needed Software Teams In The Auto Industry
LAS VEGAS, 2022: Software-enabled features shall be disrupters and differentiators with armies of … [+] programmers behind them. Here Volvo Cars concept electric vehicle was displayed with Lumin...
The Complex Formulas Of Responsible Investing
Distinguishing good from evil on Wall Street is a challenge. Be grateful there are analysts doing most of the homework for you. An ethical portfolio excludes the shares of irresponsible companies. Whi...
Exxon To Mount A Major Hydrogen, CCS Project At Its Baytown Complex
BAYTOWN, TX – The ExxonMobil Baytown Refinery Complex. (Photo by Scott Olson/Getty Images) Getty Images As part of its expanding Low Carbon Solutions business unit, ExxonMobil announced plans on...
Best 4 military industrial complex stocks as Russia invades Ukraine
Global stocks declined sharply on Thursday as investors reacted to the new crisis in Europe. Futures tied to the Dow Jones and Nasdaq 100 indices have continued their downward trend. Still, some milit...
CONSOB Updates Communication on Complex Financial Products
The Italian Securities and Exchange Authority (Commissione Nazionale per le Società e la Borsa) (“Consob”) announced that it has updated its communication regarding the distribution of complex financi...
2 Dead, 2 Injured In Shooting At Wisconsin Apartment Complex, Police Say
Topline Police said two people died and two others were injured in a shooting Saturday at an apartment complex in Brown Deer, Wisconsin, and the lone suspect is in custody. Police tape surrounds the s...
Cathie Wood Complex Jolted After Rising Yields Hammer Tech Bets
(Bloomberg) — A new year tech selloff has hammered every single U.S. ETF led by star manager Cathie Wood — while whipsawing controversial trades tied to her famous firm. All nine exchange-...