The SEC cross border task force is a new enforcement unit focused on prosecuting foreign-based pump-and-dump and other market-manipulation schemes that harm U.S. investors, pursuing gatekeepers like auditors and underwriters, and coordinating with the CFTC and international partners to improve cross-border enforcement.
New SEC unit targets pump-and-dump schemes and foreign market fraud.
The task force will pursue gatekeepers—including auditors and underwriters—that enable fraudulent access to U.S. markets.
SEC and CFTC will hold a joint roundtable on September 29 to discuss regulatory harmonization and cross-agency coordination.
SEC cross border task force targets pump-and-dump and foreign market fraud; learn what investors should expect and how enforcement will change. Read the full breakdown.
SEC launches cross border task force to combat pump and dump schemes, target foreign fraud and strengthen U.S. investor protections.
- SEC creates a cross border task force to target pump-and-dump and foreign market fraud.
- The new unit will pursue auditors and underwriters that help fraudulent firms access U.S. markets.
- SEC and CFTC to host a joint roundtable on September 29 to discuss regulatory harmonization.
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The SEC cross border task force is an enforcement unit established to direct resources at foreign-based fraud that affects U.S. investors. It will prioritize pump-and-dump and ramp-and-dump schemes and expand enforcement to include gatekeepers such as auditors and underwriters.
Investigators will prioritize cases where misleading promotions artificially inflate asset prices before insiders sell. The unit will combine forensic market analysis, cross-border cooperation, and gatekeeper investigations to trace funds and identify responsible actors. Officials emphasized coordination across the Division of Enforcement, Corporation Finance, Trading and Markets, and International Affairs.
Pursuing auditors and underwriters increases accountability for the intermediaries that enable fraudulent issuers to access U.S. capital markets. Regulators say enforcement will extend beyond issuers to those whose actions materially facilitate misconduct, reducing the ability of bad actors to exploit cross-border structures.
The SEC confirmed a joint roundtable with the Commodity Futures Trading Commission on September 29. The session aims to address regulatory harmonization and improve cross-agency coordination to overcome enforcement challenges posed by overseas ownership and jurisdictional obstacles.
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